FreeBSD/Linux Kernel Cross Reference
sys/Documentation/rt-mutex.txt

     RT-mutex subsystem with PI support
     ----------------------------------
     
     RT-mutexes with priority inheritance are used to support PI-futexes,
     which enable pthread_mutex_t priority inheritance attributes
     (PTHREAD_PRIO_INHERIT). [See Documentation/pi-futex.txt for more details
     about PI-futexes.]
     
     This technology was developed in the -rt tree and streamlined for
    pthread_mutex support.
    
    Basic principles:
    -----------------
    
    RT-mutexes extend the semantics of simple mutexes by the priority
    inheritance protocol.
    
    A low priority owner of a rt-mutex inherits the priority of a higher
    priority waiter until the rt-mutex is released. If the temporarily
    boosted owner blocks on a rt-mutex itself it propagates the priority
    boosting to the owner of the other rt_mutex it gets blocked on. The
    priority boosting is immediately removed once the rt_mutex has been
    unlocked.
    
    This approach allows us to shorten the block of high-prio tasks on
    mutexes which protect shared resources. Priority inheritance is not a
    magic bullet for poorly designed applications, but it allows
    well-designed applications to use userspace locks in critical parts of
    an high priority thread, without losing determinism.
    
    The enqueueing of the waiters into the rtmutex waiter list is done in
    priority order. For same priorities FIFO order is chosen. For each
    rtmutex, only the top priority waiter is enqueued into the owner's
    priority waiters list. This list too queues in priority order. Whenever
    the top priority waiter of a task changes (for example it timed out or
    got a signal), the priority of the owner task is readjusted. [The
    priority enqueueing is handled by "plists", see include/linux/plist.h
    for more details.]
    
    RT-mutexes are optimized for fastpath operations and have no internal
    locking overhead when locking an uncontended mutex or unlocking a mutex
    without waiters. The optimized fastpath operations require cmpxchg
    support. [If that is not available then the rt-mutex internal spinlock
    is used]
    
    The state of the rt-mutex is tracked via the owner field of the rt-mutex
    structure:
    
    rt_mutex->owner holds the task_struct pointer of the owner. Bit 0 and 1
    are used to keep track of the "owner is pending" and "rtmutex has
    waiters" state.
    
     owner          bit1    bit0
     NULL           0       0       mutex is free (fast acquire possible)
     NULL           0       1       invalid state
     NULL           1       0       Transitional state*
     NULL           1       1       invalid state
     taskpointer    0       0       mutex is held (fast release possible)
     taskpointer    0       1       task is pending owner
     taskpointer    1       0       mutex is held and has waiters
     taskpointer    1       1       task is pending owner and mutex has waiters
    
    Pending-ownership handling is a performance optimization:
    pending-ownership is assigned to the first (highest priority) waiter of
    the mutex, when the mutex is released. The thread is woken up and once
    it starts executing it can acquire the mutex. Until the mutex is taken
    by it (bit 0 is cleared) a competing higher priority thread can "steal"
    the mutex which puts the woken up thread back on the waiters list.
    
    The pending-ownership optimization is especially important for the
    uninterrupted workflow of high-prio tasks which repeatedly
    takes/releases locks that have lower-prio waiters. Without this
    optimization the higher-prio thread would ping-pong to the lower-prio
    task [because at unlock time we always assign a new owner].
    
    (*) The "mutex has waiters" bit gets set to take the lock. If the lock
    doesn't already have an owner, this bit is quickly cleared if there are
    no waiters.  So this is a transitional state to synchronize with looking
    at the owner field of the mutex and the mutex owner releasing the lock.

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